Home› Services› Audit & Assurance
Service

Audit &
Assurance.

Independent financial and advisory audit services delivered by licensed professionals — providing the objective verification and institutional credibility that lenders, investors, and regulators require.

Request an engagement
What We Do

Financial audit rooted
in independence.

Baron Meddy Financial’s audit and assurance practice provides objective, evidence-based financial examination for clients across every major industry — from SMBs seeking financing to mid-market companies preparing for institutional review.

Baron Meddy Financial conducts financial audits and advisory audits — providing clients with a structured, independent examination of their financial statements, internal controls, and financial reporting processes. Our practice is conducted by licensed audit professionals and carried out in partnership with a licensed CPA firm, ensuring that every engagement meets the highest professional and regulatory standards.

Our audit practice is designed to serve clients across all major industries and all stages of growth. Whether you are a small business seeking audited financials to qualify for institutional financing through yieldOS, a mid-market company preparing for a strategic transaction, or an established enterprise requiring annual financial statement review — our team brings the same depth of expertise and commitment to objectivity to every engagement.

We do not perform statutory audits — our practice focuses on financial audits and advisory audits, where our role is to examine and provide objective assessment of financial information rather than to issue a statutory audit opinion required by regulatory mandate. This distinction allows us to provide rigorous, credible audit services across a broad range of client situations without the regulatory constraints that apply to statutory audit engagements.

Every audit engagement conducted by Baron Meddy Financial is grounded in the principle of independence — our auditors have no financial interest in the clients they audit, maintain strict confidentiality protocols, and are subject to professional standards that prohibit conflicts of interest in any form.

Professional Standards & Framework
GAAP Compliance
All financial audits are conducted with reference to Generally Accepted Accounting Principles (GAAP) as the applicable financial reporting framework.
Licensed Professionals
Audits are conducted by licensed CPA professionals with relevant experience across financial statement review, internal controls, and compliance assessment.
Strict Independence
Auditors maintain full independence from audit clients. No financial interests, personal relationships, or business ties that could compromise objectivity are permitted.
Licensed CPA Partnership
Baron Meddy Financial’s audit practice is conducted in formal partnership with a licensed CPA firm. All audit engagements are reviewed and supervised by licensed CPAs, ensuring that every deliverable meets applicable professional standards and is suitable for presentation to lenders, investors, and institutional counterparties.
Our Audit Services

What we cover
within audit & assurance.

Our audit and assurance practice covers six core service types — each designed to address a specific client need within the broader context of financial transparency, institutional readiness, and credible reporting.

Financial Statement Audit

A structured, independent examination of your financial statements — balance sheet, income statement, cash flow statement, and notes — to assess whether they present a true and fair view of your financial position. Suitable for clients seeking credible financial reporting for lenders, investors, or institutional counterparties.

Agreed-Upon Procedures

A targeted audit engagement where we perform specific, pre-agreed procedures on defined financial information and report factual findings — without expressing an overall opinion. Ideal for clients who need verification of specific financial data points rather than a full audit.

Compliance Audit

An independent review of whether your financial records, processes, and reporting practices comply with applicable contractual requirements, regulatory obligations, or internal policies. Particularly relevant for government contractors, regulated industries, and entities subject to grant or funding compliance requirements.

Internal Controls Assessment

A structured evaluation of your internal financial controls — the policies, procedures, and systems that govern how financial transactions are recorded, authorized, and reported. We identify weaknesses, assess risk exposure, and provide actionable recommendations for strengthening your control environment.

Advisory Audit

A consultative audit engagement that combines financial examination with strategic advisory — providing not just findings but actionable insights on how your financial reporting, controls, and processes can be improved to support your growth objectives, financing readiness, or transaction preparation.

Transaction Due Diligence

Financial due diligence in support of M&A transactions, capital raises, or significant financing events — examining the target’s or applicant’s financial records for accuracy, completeness, and material risk exposures that could affect transaction value or structure.

Who This Is For

We serve clients
across every industry.

Baron Meddy Financial’s audit practice is industry-agnostic — we bring the same institutional rigor to every engagement regardless of sector, size, or complexity. Our clients range from SMBs to established mid-market firms and institutional entities.

SMBs & Growth-Stage Businesses

Small and mid-sized businesses seeking audited financials to qualify for institutional financing, banking relationships, or investor due diligence — including businesses accessing capital through yieldOS.

Government Contractors

Federal and state contractors who require audited financial statements for contract compliance, bonding, or financing purposes — particularly those registered on BMRegistry and accessing contract financing through yieldOS.

M&A Transaction Parties

Businesses on the buy-side or sell-side of a transaction requiring independent financial due diligence, target financial verification, or pre-transaction financial statement review as part of the deal process.

Institutional & Mid-Market Firms

Established companies and institutional entities requiring periodic financial statement audit, internal controls assessment, or compliance review as part of their governance and reporting obligations.

“Independence is not a formality. It is the foundation on which every audit opinion earns its credibility.”
100%
of our audit engagements are conducted by licensed CPA professionals
3
client segments served — SMB, mid-market, and institutional
All
industries — Baron Meddy Financial’s audit practice is industry-agnostic
Our Methodology

How we conduct
an audit engagement.

Every audit engagement follows a structured, transparent methodology — giving you clarity on what to expect at each stage, from the initial planning conversation through to final delivery of audit findings.

01
Engagement Planning & Scoping

We begin with a detailed planning conversation to understand your business, your financial reporting framework, the purpose of the audit, and any specific areas of focus or concern. We define the audit scope, agree on the procedures to be performed, and establish timelines and deliverable expectations. A formal engagement letter is signed before work commences, documenting the scope, fees, and mutual responsibilities.

02
Risk Assessment & Preliminary Review

We conduct a preliminary review of your financial records, accounting systems, and internal control environment to identify areas of elevated risk — transactions, accounts, or processes that may require more intensive examination. This phase allows us to calibrate the depth of our testing and allocate audit resources appropriately, ensuring that our time and yours is focused where it matters most.

03
Fieldwork & Evidence Gathering

The core of the audit process — our licensed auditors examine your financial records, test transactions, verify account balances, and gather documentary evidence to support their findings. Fieldwork may be conducted on-site, remotely, or in combination, depending on the nature of your business and the agreed audit scope. We maintain transparent communication throughout fieldwork, flagging questions and preliminary observations as they arise.

04
Findings Review & Management Discussion

Before finalizing our audit report, we present our preliminary findings to your management team and provide an opportunity to discuss, clarify, and respond to our observations. This collaborative review ensures that our findings accurately reflect the facts, that any misunderstandings are resolved, and that management has the opportunity to provide context or additional documentation where relevant.

05
Report Delivery & Advisory Debrief

We deliver a comprehensive, professionally formatted audit report documenting our procedures, findings, and — where applicable — advisory recommendations. For advisory audit engagements, the report includes actionable recommendations for strengthening financial controls, improving reporting quality, and addressing any identified weaknesses. We conduct a formal debrief to walk you through the report, answer questions, and discuss next steps.

Baron Meddy Financial audit team
Why Independence Matters

The value of an
objective voice.

In capital markets, an audit is only as valuable as the independence of the auditor who conducted it. An audit performed by someone with a financial interest in the outcome — or by an internal team subject to management pressure — provides limited assurance to the lenders, investors, and institutional counterparties who rely on that audit to make decisions.

Baron Meddy Financial’s audit practice is structurally independent. Our auditors have no equity interest, no lending relationship, and no advisory mandate with the clients they audit. This independence is not simply a professional standard we adhere to — it is the quality that makes our audit findings credible to the institutional audience your financials are intended to reach.

  • Independent findings carry institutional credibility with lenders and investors
  • Objective assessment identifies risks before they become material problems
  • Licensed CPA oversight ensures professional standards on every engagement
  • Audited financials accelerate access to capital through yieldOS and institutional partners
  • Strict confidentiality protocols protect your financial data throughout
Get Started

Ready to discuss
an audit engagement?

Tell us about your business, your reporting needs, and what you are trying to achieve. Our team will respond within one business day with a clear path forward.

Request an engagement All services